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76th Division
Results: 44

#	Item
41	Investment Management Regulation The Investment Management Division regulates investment companies (which include mutual funds, closed-end funds and unit investment trusts) and investment advisers under two companion sta Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-01-24 12:09:02 Funds Financial services Collective investment schemes 76th United States Congress Mutual fund Investment Advisers Act Investment Company Act Financial adviser Investment Company Institute Financial economics Investment Finance
42	#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:18:51 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Government Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation Financial economics
43	WHAT WE CAN DO FOR YOU & WHAT WE CANNOT DO The authority of the North Carolina Securities Division is limited by law. The agency has only those powers that are given to it by the North Carolina Securities Act, the North Add to Reading List Source URL: www.secretary.state.nc.us Language: English - Date: 2014-07-22 13:25:54 Business Investment 76th United States Congress Investment Advisers Act Securities Act Security Securities regulation in the United States Financial adviser Investment Advisor Financial economics Finance United States securities law
44	Division of Investment Management No-Action Letter: Dana Investment Advisors, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-29 16:50:04 Finance United States securities law United States Securities and Exchange Commission Investment Advisers Act Financial adviser Investment Company Act U.S. Securities and Exchange Commission Collective investment scheme Investment Advisor Financial economics Investment 76th United States Congress

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